Claimed AI-detected Similarity in Fingerprints From the Same Person: Are Forensic Examiners Truly “Doing It Wrong”?

I shared some fingerprint-related information on my LinkedIn feed and other places, and I thought I’d share it here.

Along with an update.

You’re doing it wrong

Forensic examiners, YOU’RE DOING IT WRONG based on this bold claim:

“Columbia engineers have built a new AI that shatters a long-held belief in forensics–that fingerprints from different fingers of the same person are unique. It turns out they are similar, only we’ve been comparing fingerprints the wrong way!” (From Newswise)

Couple that claim with the initial rejection of the paper by multiple forensic journals because “it is well known that every fingerprint is unique” (apparently the reviewer never read the NAS report), and you have the makings of a sexy story.

Or do you?

And what is the paper’s basis for the claim that fingerprints from the same person are NOT unique?

““The AI was not using ‘minutiae,’ which are the branchings and endpoints in fingerprint ridges – the patterns used in traditional fingerprint comparison,” said Guo, who began the study as a first-year student at Columbia Engineering in 2021. “Instead, it was using something else, related to the angles and curvatures of the swirls and loops in the center of the fingerprint.”” (From Newswise)

Perhaps there are similarities in the patterns of the fingers at the center of a print, but that doesn’t negate the uniqueness of the bifurcations and ridge ending locations throughout the print. Guo’s method uses less of the distal fingerprint than traditional minutiae analysis.

But maybe there are forensic applications for this alternate print comparison technique, at least as an investigative lead. (Let me repeat that again: “investigative lead.”) Courtroom use will be limited because there is no AI equivalent to explain to the court how the comparison was made, and if any other expert AI algorithm would yield the same results.

Thoughts?

https://www.newswise.com/articles/ai-discovers-that-not-every-fingerprint-is-unique

The update

As I said, I shared the piece above to several places, including one frequented by forensic experts. One commenter in a private area offered the following observation, in part:

What was the validation process? Did they have a qualified latent print examiner confirm their data?

From a private source.

Before you dismiss the comment as reflecting a stick-in-the-mud forensic old fogey who does not recognize the great wisdom of our AI overlords, remember (as I noted above) that forensic experts are required to testify in court about things like this. If artificial intelligence is claimed to identify relationships between fingers from the same person, you’d better make really sure that this is true before someone is put to death.

I hate to repeat the phrase used by scientific study authors in search of more funding, but…

…more research is needed.

Identification Perfection is Impossible

(Part of the biometric product marketing expert series)

There are many different types of perfection.

Jehan Cauvin (we don’t spell his name like he spelled it). By Titian – Bridgeman Art Library: Object 80411, Public Domain, https://commons.wikimedia.org/w/index.php?curid=6016067

This post concentrates on IDENTIFICATION perfection, or the ability to enjoy zero errors when identifying individuals.

The risk of claiming identification perfection (or any perfection) is that a SINGLE counter-example disproves the claim.

  • If you assert that your biometric solution offers 100% accuracy, a SINGLE false positive or false negative shatters the assertion.
  • If you claim that your presentation attack detection solution exposes deepfakes (face, voice, or other), then a SINGLE deepfake that gets past your solution disproves your claim.
  • And as for the pre-2009 claim that latent fingerprint examiners never make a mistake in an identification…well, ask Brandon Mayfield about that one.

In fact, I go so far as to avoid using the phrase “no two fingerprints are alike.” Many years ago (before 2009) in an International Association for Identification meeting, I heard someone justify the claim by saying, “We haven’t found a counter-example yet.” That doesn’t mean that we’ll NEVER find one.

You’ve probably heard me tell the story before about how I misspelled the word “quality.”

In a process improvement document.

While employed by Motorola (pre-split).

At first glance, it appears that Motorola would be the last place to make a boneheaded mistake like that. After all, Motorola is known for its focus on quality.

But in actuality, Motorola was the perfect place to make such a mistake, since it was one of the champions of the “Six Sigma” philosophy (which targets a maximum of 3.4 defects per million opportunities). Motorola realized that manufacturing perfection is impossible, so manufacturers (and the people in Motorola’s weird Biometric Business Unit) should instead concentrate on reducing the error rate as much as possible.

So one misspelling could be tolerated, but I shudder to think what would have happened if I had misspelled “quality” a second time.

Converting Prospects For Your Firm’s “Something You Are” Solution

As identity/biometric professionals well know, there are five authentication factors that you can use to gain access to a person’s account. (You can also use these factors for identity verification to establish the person’s account in the first place.)

I described one of these factors, “something you are,” in a 2021 post on the five authentication factors.

Something You Are. I’ve spent…a long time with this factor, since this is the factor that includes biometrics modalities (finger, face, iris, DNA, voice, vein, etc.). It also includes behavioral biometrics, provided that they are truly behavioral and relatively static.

From https://bredemarket.com/2021/03/02/the-five-authentication-factors/

As I mentioned in August, there are a number of biometric modalities, including face, fingerprint, iris, hand geometry, palm print, signature, voice, gait, and many more.

From Sandeep Kumar, A. Sony, Rahul Hooda, Yashpal Singh, in Journal of Advances and Scholarly Researches in Allied Education | Multidisciplinary Academic Research, “Multimodal Biometric Authentication System for Automatic Certificate Generation.”

If your firm offers an identity solution that partially depends upon “something you are,” then you need to create content (blog, case study, social media, white paper, etc.) that converts prospects for your identity/biometric product/service and drives content results.

Bredemarket can help.

Click below for details.

In Which I “Nyah Nyah” Tongue Identification

(Part of the biometric product marketing expert series)

If you listen closely, you can hear about all sorts of wonderful biometric identifiers. They range from the common (such as fingerprint ridges and detail) to the esoteric (my favorite was the 2013 story about Japanese car seats that captured butt prints).

The butt sensor at work in a Japanese lab. (Advanced Institute of Industrial Technology photo). From https://www.cartalk.com/content/bottom-line-japanese-butt-sensor-protect-your-car

A former coworker who left the biometric world for the world of Adobe Experience Manager (AEM) expert consulting brought one of the latter to my attention.

Tongue prints.

This article, shared with me by Krassimir Boyanov of KBWEB Consult, links to this article from Science ABC.

As is usual with such articles, the title is breathless: “How Tongue Prints Are Going To Revolutionize Identification Methods.”

Forget about fingerprints and faces and irises and DNA and gait recognition and butt prints. Tongue prints are the answer!

Benefits of tongue print biometrics

To its credit, the article does point out two benefits of using tongue prints as a biometric identifier.

  • Consent and privacy. Unlike fingerprints and irises (and faces) which are always exposed and can conceivably be captured without the person’s knowledge, the subject has to provide consent before a tongue image is captured. For the most part, tongues are privacy-perfect.
  • Liveness. The article claims that “sticking out one’s tongue is an undeniable ‘proof of life.'” Perhaps that’s an exaggeration, but it is admittedly much harder to fake a tongue than it is to fake a finger or a face.

Are tongues unique?

But the article also makes these claims.

Two main attributes are measured for a tongue print. First is the tongue shape, as the shape of the tongue is unique to everyone.

From https://www.scienceabc.com/innovation/how-tongue-prints-are-going-to-revolutionize-identification-methods.html

The other notable feature is the texture of the tongue. Tongues consist of a number of ridges, wrinkles, seams and marks that are unique to every individual.

From https://www.scienceabc.com/innovation/how-tongue-prints-are-going-to-revolutionize-identification-methods.html

So tongue shape and tongue texture are unique to every individual?

Prove it.

Even for some of the more common biometric identifiers, we do not have scientific proof that most biometric identifiers are unique to every individual.

But at least these modalities are under study. Has anyone conducted a rigorous study to prove or disprove the uniqueness of tongues? By “rigorous,” I mean a study that has evaluated millions of tongues in the same way that NIST has evaluated millions of fingerprints, faces, and irises?

We know that NIST hasn’t studied tongues.

I did find this 2017 tongue identification pilot study but it only included a whopping 20 participants. And the study authors (who are always seeking funding anyway) admitted that “large-scale studies are required to validate the results.”

Conclusion

So if a police officer tells you to stick out your tongue for identification purposes, think twice.

The Big 3, or 4, or 5? Through the Years

On September 30, FindBiometrics and Acuity Market Intelligence released the production version of the Biometric Digital Identity Prism Report. You can request to download it here.

From https://findbiometrics.com/prism/ as of 9/30/2023.

Central to the concept of the Biometric Digital Identity Prism is the idea of the “Big 3 ID,” which the authors define as follows:

These firms have a global presence, a proven track record, and moderate-to-advanced activity in every other prism beam.

From “The Biometric Digital Identity Prism Report, September 2023.”

The Big 3 are IDEMIA, NEC, and Thales.

Whoops, wrong Big Three, although the Soviet Union/Russia and the United Kingdom have also been heavily involved in fingerprint identification. By U.S. Signal Corps photo. – http://hdl.loc.gov/loc.pnp/cph.3a33351 http://teachpol.tcnj.edu/amer_pol_hist/thumbnail381.html, Public Domain, https://commons.wikimedia.org/w/index.php?curid=538831

But FindBiometrics and Acuity Market Intelligence didn’t invent the Big 3. The concept has been around for 40 years. And two of today’s Big 3 weren’t in the Big 3 when things started. Oh, and there weren’t always 3; sometimes there were 4, and some could argue that there were 5.

So how did we get from the Big 3 of 40 years ago to the Big 3 of today?

The Big 3 in the 1980s

Back in 1986 (eight years before I learned how to spell AFIS) the American National Standards Institute, in conjunction with the National Bureau of Standards, issued ANSI/NBS-ICST 1-1986, a data format for information interchange of fingerprints. The PDF of this long-superseded standard is available here.

Cover page of ANSI/NBS-ICST 1-1986. PDF here.

When creating this standard, ANSI and the NBS worked with a number of law enforcement agencies, as well as companies in the nascent fingerprint industry. There is a whole list of companies cited at the beginning of the standard, but I’d like to name four of them.

  • De La Rue Printrak, Inc.
  • Identix, Inc.
  • Morpho Systems
  • NEC Information Systems, Inc.

While all four of these companies produced computerized fingerprinting equipment, three of them had successfully produced automated fingerprint identification systems, or AFIS. As Chapter 6 of the Fingerprint Sourcebook subsequently noted:

  • De La Rue Printrak (formerly part of Rockwell, which was formerly Autonetics) had deployed AFIS equipment for the U.S. Federal Bureau of Investigation and for the cities of Minneapolis and St. Paul as well as other cities. Dorothy Bullard (more about her later) has written about Printrak’s history, as has Reference for Business.
  • Morpho Systems resulted from French AFIS efforts, separate from those of the FBI. These efforts launched Morpho’s long-standing relationship with the French National Police, as well as a similar relationship (now former relationship) with Pierce County, Washington.
  • NEC had deployed AFIS equipment for the National Police Academy of Japan, and (after some prodding; read Chapter 6 for the story) the city of San Francisco. Eventually the state of California obtained an NEC system, which played a part in the identification of “Night Stalker” Richard Ramirez.
Richard Ramirez mug shot, taken on 12 December 1984 after an arrest for car theft. By Los Angeles Police Department – [1], Public Domain, https://commons.wikimedia.org/w/index.php?curid=29431687

After the success of the San Francisco and California AFIS systems, many other jurisdictions began clamoring for AFIS of their own, and turned to these three vendors to supply them.

The Big 4 in the 1990s

But in 1990, these three firms were joined by a fourth upstart, Cogent Systems of South Pasadena, California.

While customers initially preferred the Big 3 to the upstart, Cogent Systems eventually installed a statewide system in Ohio and a border control system for the U.S. government, plus a vast number of local systems at the county and city level.

Between 1991 and 1994, the (Immigfation and Naturalization Service) conducted several studies of automated fingerprint systems, primarily in the San Diego, California, Border Patrol Sector. These studies demonstrated to the INS the feasibility of using a biometric fingerprint identification system to identify apprehended aliens on a large scale. In September 1994, Congress provided almost $30 million for the INS to deploy its fingerprint identification system. In October 1994, the INS began using the system, called IDENT, first in the San Diego Border Patrol Sector and then throughout the rest of the Southwest Border.

From https://oig.justice.gov/reports/plus/e0203/back.htm

I was a proposal writer for Printrak (divested by De La Rue) in the 1990s, and competed against Cogent, Morpho, and NEC in AFIS procurements. By the time I moved from proposals to product management, the next redefinition of the “big” vendors occurred.

The Big 3 in 2003

There are a lot of name changes that affected AFIS participants, one of which was the 1988 name change of the National Bureau of Standards to the National Institute of Standards and Technology (NIST). As fingerprints and other biometric modalities were increasingly employed by government agencies, NIST began conducting tests of biometric systems. These tests continue to this day, as I have previously noted.

One of NIST’s first tests was the Fingerprint Vendor Technology Evaluation of 2003 (FpVTE 2003).

For those who are familiar with NIST testing, it’s no surprise that the test was thorough:

FpVTE 2003 consists of multiple tests performed with combinations of fingers (e.g., single fingers, two index fingers, four to ten fingers) and different types and qualities of operational fingerprints (e.g., flat livescan images from visa applicants, multi-finger slap livescan images from present-day booking or background check systems, or rolled and flat inked fingerprints from legacy criminal databases).

From https://www.nist.gov/itl/iad/image-group/fingerprint-vendor-technology-evaluation-fpvte-2003

Eighteen vendors submitted their fingerprint algorithms to NIST for one or more of the various tests, including Bioscrypt, Cogent Systems, Identix, SAGEM MORPHO (SAGEM had acquired Morpho Systems), NEC, and Motorola (which had acquired Printrak). And at the conclusion of the testing, the FpVTE 2003 summary (PDF) made this statement:

Of the systems tested, NEC, SAGEM, and Cogent produced the most accurate results.

Which would have been great news if I were a product manager at NEC, SAGEM, and Cogent.

Unfortunately, I was a product manager at Motorola.

The effect of this report was…not good, and at least partially (but not fully) contributed to Motorola’s loss of its long-standing client, the Royal Canadian Mounted Police, to Cogent.

The Big 3, 4, or 5 after 2003

So what happened in the years after FpVTE was released? Opinions vary, but here are three possible explanations for what happened next.

Did the Big 3 become the Big 4 again?

Now I probably have a bit of bias in this area since I was a Motorola employee, but I maintain that Motorola overcame this temporary setback and vaulted back into the Big 4 within a couple of years. Among other things, Motorola deployed a national 1000 pixels-per-inch (PPI) system in Sweden several years before the FBI did.

Did the Big 3 remain the Big 3?

Motorola’s arch-enemies at Sagem Morpho had a different opinion, which was revealed when the state of West Virginia finally got around to deploying its own AFIS. A bit ironic, since the national FBI AFIS system IAFIS was located in West Virginia, or perhaps not.

Anyway, Motorola had a very effective sales staff, as was apparent when the state issued its Request for Proposal (RFP) and explicitly said that the state wanted a Motorola AFIS.

That didn’t stop Cogent, Identix, NEC, and Sagem Morpho from bidding on the project.

After the award, Dorothy Bullard and I requested copies of all of the proposals for evaluation. While Motorola (to no one’s surprise) won the competition, Dorothy and I believed that we shouldn’t have won. In particular, our arch-enemies at Sagem Morpho raised a compelling argument that it should be the chosen vendor.

Their argument? Here’s my summary: “Your RFP says that you want a Motorola AFIS. The states of Kansas (see page 6 of this PDF) and New Mexico (see this PDF) USED to have a Motorola AFIS…but replaced their systems with our MetaMorpho AFIS because it’s BETTER than the Motorola AFIS.”

But were Cogent, Motorola, NEC, and Sagem Morpho the only “big” players?

Did the Big 3 become the Big 5?

While the Big 3/Big 4 took a lot of the headlines, there were a number of other companies vying for attention. (I’ve talked about this before, but it’s worthwhile to review it again.)

  • Identix, while making some efforts in the AFIS market, concentrated on creating live scan fingerprinting machines, where it competed (sometimes in court) against companies such as Digital Biometrics and Bioscrypt.
  • The fingerprint companies started to compete against facial recognition companies, including Viisage and Visionics.
  • Oh, and there were also iris companies such as Iridian.
  • And there were other ways to identify people. Even before 9/11 mandated REAL ID (which we may get any year now), Polaroid was making great efforts to improve driver’s licenses to serve as a reliable form of identification.

In short, there were a bunch of small identity companies all over the place.

But in the course of a few short years, Dr. Joseph Atick (initially) and Robert LaPenta (subsequently) concentrated on acquiring and merging those companies into a single firm, L-1 Identity Solutions.

These multiple mergers resulted in former competitors Identix and Digital Biometrics, and former competitors Viisage and Visionics, becoming part of one big happy family. (A multinational big happy family when you count Bioscrypt.) Eventually this company offered fingerprint, face, iris, driver’s license, and passport solutions, something that none of the Big 3/Big 4 could claim (although Sagem Morpho had a facial recognition offering). And L-1 had federal contracts and state contracts that could match anything that the Big 3/Big 4 offered.

So while L-1 didn’t have a state AFIS contract like Cogent, Motorola, NEC, and Sagem Morpho did, you could argue that L-1 was important enough to be ranked with the big boys.

So for the sake of argument let’s assume that there was a Big 5, and L-1 Identity Solutions was part of it, along with the three big boys Motorola, NEC, and Safran (who had acquired Sagem and thus now owned Sagem Morpho), and the independent Cogent Systems. These five companies competed fiercly with each other (see West Virginia, above).

In a two-year period, everything would change.

The Big 3 after 2009

Hang on to your seats.

The Motorola RAZR was hugely popular…until it wasn’t. Eventually Motorola split into two companies and sold off others, including the “Printrak” Biometric Business Unit. By NextG50 – Own work, CC BY-SA 4.0, https://commons.wikimedia.org/w/index.php?curid=130206087

If you’re keeping notes, the Big 5 have now become the Big 3: 3M, Safran, and NEC (the one constant in all of this).

While there were subsequent changes (3M sold Cogent and other pieces to Gemalto, Safran sold all of Morpho to Advent International/Oberthur to form IDEMIA, and Gemalto was acquired by Thales), the Big 3 has remained constant over the last decade.

And that’s where we are today…pending future developments.

  • If Alphabet or Amazon reverse their current reluctance to market their biometric offerings to governments, the entire landscape could change again.
  • Or perhaps a new AI-fueled competitor could emerge.

The 1 Biometric Content Marketing Expert

This was written by John Bredehoft of Bredemarket.

If you work for the Big 3 or the Little 80+ and need marketing and writing services, the biometric content marketing expert can help you. There are several ways to get in touch:

  • Book a meeting with me at calendly.com/bredemarket. Be sure to fill out the information form so I can best help you. 

The Secret to Beating Half of All Fortune 500 Marketers and Growing Your Business

(Updated blog post count 10/23/2023)

Always take advantage of your competitors’ weaknesses.

This post describes an easy way to take advantage of your competitors. If they’re not blogging, make sure your firm is blogging. And the post provides hard numbers that demonstrate why your firm should be blogging.

Who uses blogging?

According to an infographic using 2017 data, 50% of the top 200 Fortune 500 companies had a public corporate blog.

Which means that half of those companies don’t have a public corporate blog.

The same infographic also revealed the following:

  • 86% of B2B companies are blogging. (Or, 14% are not.)
  • 68% of social media marketers use blogs in their social media strategy. (Or, 32% don’t.)
  • 45% of marketers saying blogging is the #1 most important piece of their content strategy.
  • Small businesses under 10 employees allocate 42% of their marketing budget to content marketing.

So obviously some firms believe blogging is important, while others don’t.

What difference does this make for your firm?

What results do blogging companies receive?

In my view, the figures above are way too low. 100% of all Fortune 500 companies, 100% of B2B companies should be blogging, and 100% of social media marketers should incorporate blogging.

Why? Because blogging produces tangible results.

Blogging produces awareness

Blogging is an ideal way to promote awareness of your firm and its offerings. From the same infographic:

  • 77% of internet users read blogs.
  • Internet users in the US spend 3x more time on blogs than they do on email.
  • Companies who blog receive 97% more links to their websites.
  • 70% of consumers learn about a company through articles rather than ads.
  • The average company that blogs generates 55% more website visitors.

Blogging produces leads

Awareness is nice, but does awareness convert into leads?

  • Small businesses that blog get 126% more lead growth than those who don’t.
  • B2B marketers that use blogs get 67% more leads than those who do not.

Blogging produces conversions

From https://www.youtube.com/watch?v=B8EnslW6Uao

Getting leads from blogging is nice, but show me the money! What about conversions?

  • Marketers who have prioritized blogging are 13x more likely to enjoy positive ROI.
  • 92% of companies who blog multiple times per day have acquired a customer from their blog.

Take a look at those last two bullets related to conversion again. Blogging is correlated with positive ROI (I won’t claim causation, but anecdotally I believe it), and blogging helps firms acquire customers. So if your firm wants to make money, get blogging.

What should YOUR company do?

With numbers like this, shouldn’t all companies be blogging?

But don’t share these facts with your competitors. Keep them to yourself so that you gain a competitive advantage over them.

Now you just need to write those blog posts.

How can I help?

And if you need help with the actual writing, I, John E Bredehoft of Bredemarket, can help.

From Sandeep Kumar, A. Sony, Rahul Hooda, Yashpal Singh, in Journal of Advances and Scholarly Researches in Allied Education | Multidisciplinary Academic Research, “Multimodal Biometric Authentication System for Automatic Certificate Generation.”
By Unknown author – postcard, Public Domain, https://commons.wikimedia.org/w/index.php?curid=7691878

In most cases, I can provide your blog post via my standard package, the Bredemarket 400 Short Writing Service. I offer other packages and options if you have special needs.

Authorize Bredemarket, Ontario California’s content marketing expert, to help your firm produce words that return results.

Bredemarket logo

ICYMI: Gummy Fingers

In case you missed it…

My recent post “Why Apple Vision Pro Is a Technological Biometric Advance, but Not a Revolutionary Biometric Event” included the following sentence:

But the iris security was breached by a “dummy eye” just a month later, in the same way that gummy fingers and face masks have defeated other biometric technologies.From https://bredemarket.com/2023/06/12/vision-pro-not-revolutionary-biometrics-event/

A biometrics industry colleague noticed the rhyming words “dummy” and “gummy” and wondered if the latter was a typo. It turns out it wasn’t.

To my knowledge, these gummy fingers do NOT have ridges. From https://www.candynation.com/gummy-fingers

Back in 2002, researcher Tsutomu Matsumoto used “gummy bears” gelatin to create a fake finger that fooled a fingerprint reader.

Back in 2002, this news WAS really “scary,” since it suggested that you could access a fingerprint reader-protected site with something that wasn’t a finger. Gelatin. A piece of metal. A photograph.

Except that the fingerprint reader world didn’t stand still after 2002, and the industry developed ways to detect spoofed fingers.

For the rest of the story, see “We Survived Gummy Fingers. We’re Surviving Facial Recognition Inaccuracy. We’ll Survive Voice Spoofing.”

(Bredemarket email, meeting, contact, subscribe)

Updates, updates, updates, updates…

If I hired myself to update the Bredemarket website, I’d be employed full time.

Early June website updates

My “opportunity” that allowed me to service identity clients again necessitated several changes to the website, which I documented in a June 1 post entitled “Updates, updates, updates…

Then I had to return to this website to make some hurried updates, since my April 2022 prohibition on taking certain types of work is no longer in effect as of June 2023. Hence, my home page, my “What I Do” page, and (obviously) my identity page are all corrected.

From https://bredemarket.com/2023/06/01/updates-updates-updates/

Basically, I had gone through great trouble to document that Bredemarket would NOT take identity work, so I had to reverse a lot of pages to say that Bredemarket WOULD take identity work.

I may have found a few additional pages after June 1, but eventually I reached the point where everything on the Bredemarket website was completely and totally updated, and I wouldn’t have to perform any other changes.

You can predict where this is going.

Who I…was

Today it occurred to me that some of the readers of the LinkedIn Bredemarket page may not know the person behind Bredemarket, so I took the opportunity to share Bredemarket’s “Who I Am” web page on the LinkedIn page.

Only then did I read what the page actually said.

So THAT page was also updated (updates in red).

From https://bredemarket.com/who-i-am/ as of August 8, 1:35 pm PDT. Subject to change.

So yes, this biometric content marketing expert/identity content marketing expert IS available for your content marketing needs. If you’re interested in receiving my help with your identity written content, contact me.

To be continued, probably…

The Difference Between Identity Factors and Identity Modalities

(Part of the biometric product marketing expert series)

I know that I’m the guy who likes to say that it’s all semantics. After all, I’m the person who has referred to five-page long documents as “battlecards.”

But sometimes the semantics are critically important. Take the terms “factors” and “modalities.” On the surface they sound similar, but in practice there is an extremely important difference between factors of authentication and modalities of authentication. Let’s discuss.

What is a factor?

To answer the question “what is a factor,” let me steal from something I wrote back in 2021 called “The five authentication factors.”

Something You Know. Think “password.” And no, passwords aren’t dead. But the use of your mother’s maiden name as an authentication factor is hopefully decreasing.

Something You Have. I’ve spent much of the last ten years working with this factor, primarily in the form of driver’s licenses. (Yes, MorphoTrak proposed driver’s license systems. No, they eventually stopped doing so. But obviously IDEMIA North America, the former MorphoTrust, has implemented a number of driver’s license systems.) But there are other examples, such as hardware or software tokens.

Something You Are. I’ve spent…a long time with this factor, since this is the factor that includes biometrics modalities (finger, face, iris, DNA, voice, vein, etc.). It also includes behavioral biometrics, provided that they are truly behavioral and relatively static.

Something You Do. The Cybersecurity Man chose to explain this in a non-behavioral fashion, such as using swiping patterns to unlock a device. This is different from something such as gait recognition, which supposedly remains constant and is thus classified as behavioral biometrics.

Somewhere You Are. This is an emerging factor, as smartphones become more and more prevalent and locations are therefore easier to capture. Even then, however, precision isn’t always as good as we want it to be. For example, when you and a few hundred of your closest friends have illegally entered the U.S. Capitol, you can’t use geolocation alone to determine who exactly is in Speaker Pelosi’s office.

From https://bredemarket.com/2021/03/02/the-five-authentication-factors/

(By the way, if you search the series of tubes for reading material on authentication factors, you’ll find a lot of references to only three authentication factors, including references from some very respectable sources. Those sources are only 60% right, since they leave off the final two factors I listed above. It’s five factors of authentication, folks. Maybe.)

The one striking thing about the five factors is that while they can all be used to authenticate (and verify) identities, they are inherently different from one another. The ridges of my fingerprint bear no relation to my 16 character password, nor do they bear any relation to my driver’s license. These differences are critical, as we shall see.

What is a modality?

In identity usage, a modality refers to different variations of the same factor. This is most commonly used with the “something you are” (biometric) factor, but it doesn’t have to be.

Biometric modalities

The identity company Aware, which offers multiple biometric solutions, spent some time discussing several different biometric modalities.

[M]any businesses and individuals (are adopting) biometric authentication as it been established as the most secure authentication method surpassing passwords and pins. There are many modalities of biometric authentication to pick from, but which method is the best?  

From https://www.aware.com/blog-which-biometric-authentication-method-is-the-best/

After looking at fingerprints, faces, voices, and irises, Aware basically answered its “best” question by concluding “it depends.” Different modalities have their own strengths and weaknesses, depending upon the use case. (If you wear thick gloves as part of your daily work, forget about fingerprints.)

ID R&D goes a step further and argues that it’s best to use multimodal biometrics, in which the two biometrics are face and voice. (By an amazing coincidence, ID R&D offers face and voice solutions.)

And there are many other biometric modalities.

From Sandeep Kumar, A. Sony, Rahul Hooda, Yashpal Singh, in Journal of Advances and Scholarly Researches in Allied Education | Multidisciplinary Academic Research, “Multimodal Biometric Authentication System for Automatic Certificate Generation.”

Non-biometric modalities

But the word “modalities” is not reserved for biometrics alone. The scientific paper “Multimodal User Authentication in Smart Environments: Survey of User Attitudes,” just released in May, includes this image that lists various modalities. As you can see, two of the modalities are not like the others.

From Aloba, Aishat & Morrison-Smith, Sarah & Richlen, Aaliyah & Suarez, Kimberly & Chen, Yu-Peng & Ruiz, Jaime & Anthony, Lisa. (2023). Multimodal User Authentication in Smart Environments: Survey of User Attitudes. Creative Commons Attribution 4.0 International
  • The three modalities in the middle—face, voice, and fingerprint—are all clearly biometric “something you are” modalities.
  • But the modality on the left, “Make a body movement in front of the camera,” is not a biometric modality (despite its reference to the body), but is an example of “something you do.”
  • Passwords, of course, are “something you know.”

In fact, each authentication factor has multiple modalities.

  • For example, a few of the modalities associated with “something you have” include driver’s licenses, passports, hardware tokens, and even smartphones.

Why multifactor is (usually) more robust than multimodal

Modalities within a single authentication factor are more closely related than modalities within multiple authentication factors. As I mentioned above when talking about factors, there is no relationship between my fingerprint, my password, and my driver’s license. However, there is SOME relationship between my driver’s license and my passport, since the two share some common information such as my legal name and my date of birth.

What does this mean?

  • If I’ve fraudulently created a fake driver’s license in your name, I already have some of the information that I need to create a fake passport in your name.
  • If I’ve fraudulently created a fake iris, there’s a chance that I might already have some of the information that I need to create a fake face.
  • However, if I’ve bought your Coinbase password on the dark web, that doesn’t necessarily mean that I was able to also buy your passport information on the dark web (although it is possible).

Therefore, while multimodal authentication is better tha unimodal authentication, multifactor authentication is usually better still (unless, as Incode Technologies notes, one of the factors is really, really weak).

Can an identity content marketing expert help you navigate these issues?

As you can see, you need to be very careful when writing about modalities and factors.

You need a biometric content marketing expert who has worked with many of these modalities.

Actually, you need an identity content marketing expert who has worked with many of these factors.

So if you are with an identity company and need to write a blog post, LinkedIn article, white paper, or other piece of content that touches on multifactor and multimodal issues, why not engage with Bredemarket to help you out?

If you’re interested in receiving my help with your identity written content, contact me.

Iris Recognition, Apple, and Worldcoin

(Part of the biometric product marketing expert series)

Iris recognition continues to make the news. Let’s review what iris recognition is and its benefits (and drawbacks), why Apple made the news last month, and why Worldcoin is making the news this month.

What is iris recognition?

There are a number of biometric modalities that can identify individuals by “who they are” (one of the five factors of authentication). A few examples include fingerprints, faces, voices, and DNA. All of these modalities purport to uniquely (or nearly uniquely) identify an individual.

One other way to identify individuals is via the irises in their eyes. I’m not a doctor, but presumably the Cleveland Clinic employs medical professionals who are qualified to define what the iris is.

The iris is the colored part of your eye. Muscles in your iris control your pupil — the small black opening that lets light into your eye.

From https://my.clevelandclinic.org/health/body/22502-iris
From Cleveland Clinic. (Link)

And here’s what else the Cleveland Clinic says about irises.

The color of your iris is like your fingerprint. It’s unique to you, and nobody else in the world has the exact same colored eye.

From https://my.clevelandclinic.org/health/body/22502-iris

John Daugman and irises

But why use irises rather than, say, fingerprints and faces? The best person to answer this is John Daugman. (At this point several of you are intoning, “John Daugman.” With reason. He’s the inventor of iris recognition.)

Here’s an excerpt from John Daugman’s 2004 paper on iris recognition:

(I)ris patterns become interesting as an alternative approach to reliable visual recognition of persons when imaging can be done at distances of less than a meter, and especially when there is a need to search very large databases without incurring any false matches despite a huge number of possibilities. Although small (11 mm) and sometimes problematic to image, the iris has the great mathematical advantage that its pattern variability among different persons is enormous.

Daugman, John, “How Iris Recognition Works.” IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS FOR VIDEO TECHNOLOGY, VOL. 14, NO. 1, JANUARY 2004. Quoted from page 21. (PDF)

Or in non-scientific speak, one benefit of iris recognition is that you know it is accurate, even when submitting a pair of irises in a one-to-many search against a huge database. How huge? We’ll discuss later.

Brandon Mayfield and fingerprints

Remember that Daugman’s paper was released roughly two months before Brandon Mayfield was misidentified in a fingerprint comparison. (Everyone now intone “Brandon Mayfield.”)

If you want to know the details of that episode, the Department of Justice Office of the Inspector General issued a 330 page report (PDF) on it. If you don’t have time to read 330 pages, here’s Al Jazeera’s shorter version of Brandon Mayfield’s story.

While some of the issues associated with Mayfield’s misidentification had nothing to do with forensic science (Al Jazeera spends some time discussing bias, and Itiel Dror also looked at bias post-Mayfield), this still shows that fingerprints are remarkably similar and that it takes care to properly identify people.

Police agencies, witnesses, and faces

And of course there are recent examples of facial misidentifications (both by police agencies and witnesses), again not necessarily forensic science related, and again showing the similarity of faces from two different people.

Iris “data richness” and independent testing

Why are irises more accurate than fingerprints and faces? Here’s what one vendor, Iris ID, claims about irises vs. other modalities:

At the root of iris recognition’s accuracy is the data-richness of the iris itself. The IrisAccess system captures over 240 degrees of freedom or unique characteristics in formulating its algorithmic template. Fingerprints, facial recognition and hand geometry have far less detailed input in template construction.

Iris ID, “How It Compares.” (Link)

Enough about claims. What about real results? The IREX 10 test, independently administered by the U.S. National Institute of Standards and Technology, measures the identification (one-to-many) accuracy of submitted algorithms. At the time I am writing this, the ten most accurate algorithms provide false negative identification rates (FNIR) between 0.0022 ± 0.0004 and 0.0037 ± 0.0005 when two eyes are used. (Single eye accuracy is lower.) By the time you see this, the top ten algorithms may have changed, because the vendors are always improving.

IREX10 two-eye accuracy, top ten algorithms as of July 28, 2023. (Link)

While the IREX10 one-to-many tests are conducted against databases of less than a million records, it is estimated that iris one-to-many accuracy remains high even with databases of a billion people—something we will return to later in this post.

Iris drawbacks

OK, so if irises are so accurate, why aren’t we dumping our fingerprint readers and face readers and just using irises?

In short, because of the high friction in capturing irises. You can use high-resolution cameras to capture fingerprints and faces from far away, but as of now iris capture usually requires you to get very close to the capture device.

Iris image capture circa 2020 from the U.S. Federal Bureau of Investigation. (Link)

Which I guess is better than the old days when you had to put your eye right up against the capture device, but it’s still not as friendly (or intrusive) as face capture, which can be achieved as you’re walking down a passageway in an airport or sports stadium.

Irises and Apple Vision Pro

So how are irises being used today? You may or may not have hard last month’s hoopla about the Apple Vision Pro, which uses irises for one-to-one authetication.

I’m not going to spend a ton of time delving into this, because I just discussed Apple Vision Pro in June. In fact, I’m just going to quote from what I already said.

And when all of us heard about Vision Pro, one of the things that Apple shared about it was its verification technique. Not Touch ID or Face ID, but Optic ID. (I like naming consistency.)

From https://bredemarket.com/2023/06/12/vision-pro-not-revolutionary-biometrics-event/
From Apple, https://www.apple.com/105/media/us/apple-vision-pro/2023/7e268c13-eb22-493d-a860-f0637bacb569/anim/drawer-privacy-optic-id/large.mp4

In short, as you wear the headset (which by definition is right on your head, not far away), the headset captures your iris images and uses them to authenticate you.

It’s a one-to-one comparison, not the one-to-many comparison that I discussed earlier in this post, but it is used to uniquely identify an individual.

But iris recognition doesn’t have to be used for identification.

Irises and Worldcoin

“But wait a minute, John,” you’re saying. “If you’re not using irises to determine if a person is who they say they are, then why would anyone use irises?”

Enter Worldcoin, which I mentioned in passing in my early July age estimation post.

Over the past several years, I’ve analyzed a variety of identity firms. Earlier this year I took a look at Worldcoin….Worldcoin’s World ID emphasizes privacy so much that it does not conclusively prove a person’s identity (it only proves a person’s uniqueness)…

From https://bredemarket.com/2023/07/03/age-estimation/

That’s the only thing that I’ve said about Worldcoin, at least publicly. (I looked at Worldcoin privately earlier in 2023, but that report is not publicly accessible and even I don’t have it any more.)

Worldcoin’s July 24 announcement

I guess it’s time for me to revisit Worldcoin, since the company made a super-big splashy announcement on Monday, July 24.

The Worldcoin Foundation today announced that Worldcoin, a project co-founded by Sam Altman, Alex Blania and Max Novendstern, is now live and in a production-grade state. 

The launch includes the release of the World ID SDK and plans to scale Orb operations to 35+ cities across 20+ countries around the world. In tandem, the Foundation’s subsidiary, World Assets Ltd., minted and released the Worldcoin token (WLD) to the millions of eligible people who participated in the beta; WLD is now transactable on the blockchain….

“In the age of AI, the need for proof of personhood is no longer a topic of serious debate; instead, the critical question is whether or not the proof of personhood solutions we have can be  privacy-first, decentralized and maximally inclusive,” said Worldcoin co-founder and Tools for Humanity CEO Alex Blania. “Through its unique technology, Worldcoin aims to provide anyone in the world, regardless of background, geography or income, access to the growing digital and global economy in a privacy preserving and decentralized way.”

From https://worldcoin.org/blog/announcements/worldcoin-project-launches

Worldcoin does NOT positively identify people…but it can still pay you

A very important note: Worldcoin’s purpose is not to determine identity (that a person is who they say they are). Worldcoin’s purpose is to determine uniqueness: namely, that a person (whoever they are) is unique among all the billions of people in the world. Once uniqueness is determined, the person can get money money money with an assurance that the same person won’t get money twice.

OK, so how are you going to determine the uniqueness of a person among all of the billions of people in the world?

Using the Orb to capture irises

As far as Worldcoin is concerned, irises are the best way to determine uniqueness, echoing what others have said.

Iris biometrics outperform other biometric modalities and already achieved false match rates beyond 1.2× ⁣10−141.2×10−14 (one false match in one trillion[9]) two decades ago[10]—even without recent advancements in AI. This is several orders of magnitude more accurate than the current state of the art in face recognition.

From https://worldcoin.org/blog/engineering/humanness-in-the-age-of-ai

So how is Worldcoin going to capture millions, and eventually billions, of iris pairs?

By using the Orb. (You may intone “the Orb” now.)

To complete your Worldcoin registration, you need to find an Orb that will capture your irises and verify your uniqueness.

Now you probably won’t find an Orb at your nearby 7 Eleven; as I write this, there are only a little over 100 listed locations in the entire world where Orbs are deployed. I happen to live within 50 miles of Santa Monica, where an Orb was recently deployed (by appointment only, unavailable on weekends, and you know how I feel about driving on Southern California freeways on a weekday).

But now that you can get crypto for enrolling at an Orb, people are getting more excited about the process, and there will be wider adoption.

Whether this will make a difference in the world or just be a fad remains to be seen.