Identification Perfection is Impossible

(Part of the biometric product marketing expert series)

There are many different types of perfection.

Jehan Cauvin (we don’t spell his name like he spelled it). By Titian – Bridgeman Art Library: Object 80411, Public Domain, https://commons.wikimedia.org/w/index.php?curid=6016067

This post concentrates on IDENTIFICATION perfection, or the ability to enjoy zero errors when identifying individuals.

The risk of claiming identification perfection (or any perfection) is that a SINGLE counter-example disproves the claim.

  • If you assert that your biometric solution offers 100% accuracy, a SINGLE false positive or false negative shatters the assertion.
  • If you claim that your presentation attack detection solution exposes deepfakes (face, voice, or other), then a SINGLE deepfake that gets past your solution disproves your claim.
  • And as for the pre-2009 claim that latent fingerprint examiners never make a mistake in an identification…well, ask Brandon Mayfield about that one.

In fact, I go so far as to avoid using the phrase “no two fingerprints are alike.” Many years ago (before 2009) in an International Association for Identification meeting, I heard someone justify the claim by saying, “We haven’t found a counter-example yet.” That doesn’t mean that we’ll NEVER find one.

You’ve probably heard me tell the story before about how I misspelled the word “quality.”

In a process improvement document.

While employed by Motorola (pre-split).

At first glance, it appears that Motorola would be the last place to make a boneheaded mistake like that. After all, Motorola is known for its focus on quality.

But in actuality, Motorola was the perfect place to make such a mistake, since it was one of the champions of the “Six Sigma” philosophy (which targets a maximum of 3.4 defects per million opportunities). Motorola realized that manufacturing perfection is impossible, so manufacturers (and the people in Motorola’s weird Biometric Business Unit) should instead concentrate on reducing the error rate as much as possible.

So one misspelling could be tolerated, but I shudder to think what would have happened if I had misspelled “quality” a second time.

Biometric writing, and four ways to substantiate a claim of high biometric accuracy

I wanted to illustrate the difference between biometric writing, and SUBSTANTIVE biometric writing.

A particular company recently promoted its release of a facial recognition application. The application was touted as “state-of-the-art,” and the press release mentioned “high accuracy.” However, the press release never supported the state-of-the-art or high accuracy claims.

By Cicero Moraes – Own work, CC BY-SA 4.0, https://commons.wikimedia.org/w/index.php?curid=66803013

Concentrating on the high accuracy claim, there are four methods in which a biometric vendor (facial recognition, fingerprint identification, iris recognition, whatever) can substantiate a high accuracy claim. This particular company did not employ ANY of these methods.

  • The first method is to publicize the accuracy results of a test that you designed and conducted yourself. This method has its drawbacks, since if you’re administering your own test, you have control over the reported results. But it’s better than nothing.
  • The second method is for you to conduct a test that was designed by someone else. An example of such a test is Labeled Faces in the Wild (LFW). There used to be a test called Megaface, but this project has concluded. A test like this is good for research, but there are still issues; for example, if you don’t like the results, you just don’t submit them.
  • The third method is to have an independent third party design AND conduct the test, using test data. A notable example of this method is the Facial Recognition Vendor Test series sponsored by the U.S. National Institute of Standards and Technology. Yet even this test has drawbacks for some people, since the data used to conduct the test is…test data.
  • The fourth method, which could be employed by an entity (such as a government agency) who is looking to purchase a biometric system, is to have the entity design and conduct the test using its own data. Of course, the results of an accuracy test conducted using the biometric data of a local police agency in North America cannot be applied to determine the accuracy of a national passport system in Asia.

So, these are four methods to substantiate a “high accuracy” claim. Each method has its advantages and disadvantages, and it is possible for a vendor to explain WHY it chose one method over the other. (For example, one facial recognition vendor explained that it couldn’t submit its application for NIST FRVT testing because the NIST testing design was not compatible with the way that this vendor’s application worked. For this particular vendor, methods 1 and 4 were better ways to substantiate its accuracy claims.)

But if a company claims “high accuracy” without justifying the claim with ANY of these four methods, then the claim is meaningless. Or, it’s “biometric writing” without substantiation.